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Net capital rule
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601	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]January 7, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-01-06 18:43:28 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Net capital rule Form 144 United States securities law United States Securities and Exchange Commission Financial regulation
602	SEC News Digest, [removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-24 11:15:14 Financial economics 73rd United States Congress United States Securities and Exchange Commission 76th United States Congress Investment Company Act Securities Act U.S. Securities and Exchange Commission Net capital rule SEC filing United States securities law Financial regulation Finance
603	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-21 08:38:02 73rd United States Congress Finance Securities Exchange Act Financial system U.S. Securities and Exchange Commission Securities and Exchange Commission Net capital rule Form 144 United States securities law United States Securities and Exchange Commission Financial regulation
604	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]October 23, 2012 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-23 08:17:27 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Net capital rule Form 144 United States securities law United States Securities and Exchange Commission Financial regulation
605	Microsoft Word[removed]Trading Suspension.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-11-09 08:48:17 Financial regulation Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Net capital rule Form 144 United States securities law United States Securities and Exchange Commission Financial economics
606	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-27 08:42:36 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Net capital rule Naked short selling United States securities law United States Securities and Exchange Commission Financial regulation
607	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 30, 2013 IN THE MATTER OF CHINA RUITAI INTERNATIONAL HOLDINGS CO., LTD. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-27 19:21:21 73rd United States Congress Financial economics Finance Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Net capital rule Form 144 United States securities law United States Securities and Exchange Commission Financial regulation
608	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 4, 2013 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in t Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-04 03:23:34 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Net capital rule United States securities law United States Securities and Exchange Commission Financial regulation
609	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 19, 2013 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-19 06:59:19 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Net capital rule United States securities law United States Securities and Exchange Commission Financial regulation
610	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-04 08:53:13 Finance Financial economics 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Net capital rule Form 144 United States securities law United States Securities and Exchange Commission Financial regulation

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